DESIGN MEMORANDUM NO. 6-97

TO:                                           Chief District Engineers
                                                  Active Consultants
                                                  Highway Design Engineers

FROM:                                     John B. Sacksteder, Director
                                                  Division of Highway Design

DATE:                                      February 21, 1997

SUBJECT:                              PUBLIC INVOLVEMENT REVISIONS

The public involvement document, entitled "Guidelines for Public Involvement" in the Highway Development Process, was revised and incorporated into the new Division of Highway Design Guidance Manual dated June 16, 1995. It is mandated by this office and the Federal Highway Administration that the public involvement procedures in the new Highway Design Guidance Manual and the revisions within this memorandum shall supersede the public involvement document dated April, 1989 making it obsolete. Please reference the Division of Highway Design Guidance Manual, and any amendments, for the appropriate guidance and procedures required to develop and conduct all "Opportunity To Request Public Hearings", "Public Hearings", and "Public Information Meetings".

In compliance with 23 CFR 711.111 (h)(2)(iii), the Kentucky Department of Highways will provide the opportunity for the public to request a Corridor/Design Public Hearing, or hold a Corridor/Design Public Hearing for any major Federal-aid project. The Authorizing Authority will determine the level of public involvement for State-aid projects.

One or more public hearings will be held, or the opportunity for hearing(s) will be offered, at a convenient time and place for any Federal-aid project which requires significant amounts of right-of-way, substantially changes the layout or functions of connecting roadways or of the facility being improved, has a substantial adverse impact on abutting property, otherwise has a significant social, economic, environmental or other effect, or for which the FHWA determines that a public hearing is in the public interest.

As it has been identified by the Empower Kentucky efforts, the Districts should have greater control of their projects, the Chief Highway District Engineer shall now be the "Authorizing Authority". In other words, each Chief Highway District Engineer shall determine the level of public involvement required for each highway project occurring within his or her own District, be it either federal or state funded. The Director of the Division of Highway Design shall assist only upon request, to act as a mediator, or in reply to a special order from management. It is still a requirement of the Chief Highway District Engineer to notify the Public Hearing Coordinator of all authorizations to advertise for "Opportunity To Request Public Hearings", "Public Hearings", and "Public Information Meetings". The Chief Highway District Engineer, or his representative, shall also notify the Public Hearing Coordinator, on a monthly bases, of any "Public Hearings", "Public Information Meetings", "Plan Showing", etc., anticipated or scheduled to occur within the next 12 months.

Because we, the Department of Highways, are constantly looking to improve on public involvement, policies and/or procedures may change periodically. To avoid unnecessary corrections during the preparation of a public hearing or meeting related newspaper notice(s), a copy must be provided to the Public Hearing Coordinator at least four working days prior to submitting it to the newspaper.

Unless instructed otherwise, it is at each Chief Highway District Engineers own discretion whether to mail a copy of the public notice to all affected or nearby property owners and/or occupants, or provide a copy of the public notice to other federal, state, and/or local government offices, public officials, civic groups, etc. As noted in the Division of Highway Design Guidance Manual, each Chief Highway District Engineer shall establish and maintain their own notification list as to what they feel is appropriate.

Effective immediately all newspaper advertisements of notices required for an "Opportunity To Request a Public Hearing", a "Public Hearing", or a "Public Information Meeting" shall be published in a newspaper that has general circulation in the immediate area of the proposed project. It is no longer a requirement that a notice be published in a newspaper having both general and statewide circulation, unless it is desired and directed by the Chief Highway District Engineer, or specifically requested by regulatory or management personnel.

In addition, whether a project is developed with an Environmental Assessment (EA), an Environmental Impact Statement (EIS), or an Categorical Exclusion (CE), no longer has any bearing on the amount of newspaper notices required to be advertised. It shall be mandatory that two newspaper notices be advertised for all "Opportunity To Request Public Hearings", "Public Hearings", and "Public Information Meetings".

For "Public Hearings" and "Opportunity To Request Public Hearings", the first newspaper notice shall be advertised no less than 30 days prior to the established deadline or date. The second newspaper notice shall be advertised no less than 5 days prior to the established deadline or date. Furthermore, all notices shall display the County Name, Route Number, Road Name, Project Numbers, and Item Number at the top of the notice, directly under the notice heading.

Notices for "Public Information Meetings" should utilize the same time frames for advertisement and provide the same information as Public Hearings. However, it is recognized that on certain occasions it may be necessary to hold Public Information Meetings in a much shorter time frame. It shall therefore be at the Chief Highway District Engineers discretion to determine the appropriate time frames for advertisement of the public notice for Public Information Meetings. If a shorter time frame is determined necessary for a particular project, than the first newspaper notice should be advertised no less than 10 days prior to the established meeting date, while the second newspaper notice should still be advertised no less than 5 days prior to the established meeting date.

It shall be noted that all Public Hearings shall require the preparation of an official transcript, as discussed within the Division of Highway Design Guidance Manual. Once this transcript has been prepared, the original and five copies must be furnished to the Public Hearing Coordinator, Division of Highway Design, within a reasonable period of time, which is usually less than one month after the public hearing.

Public Information Meetings only require a summary of the meeting minutes. This summary must be prepared for the record and submitted in memorandum form to the Director of the Division of Highway Design, with a copy provided to the Public Hearing Coordinator.

All Public Hearing Transcripts, Public Informational Meeting Summaries, and any supporting documentation shall be made available to the public for review and copying only after the Commissioner of Administration Services has received and approved an Open Records Request. All Public Hearings and Public Information Meetings newspaper notices must display the following statement, "Once compiled, the (minutes or summary) from this (hearing or meeting) and other supporting documentation will be made available for review and copying only after an Open Records Request has been received and approved. All Open Records Requests must be submitted to the Transportation Cabinet, Department of Administration Services, State Office Building, Frankfort, Kentucky 40622."

Any questions may be directed to this office (Division of Highway Design) and the Public Hearing Coordinator.




JBS/RDY/rdy